MT · S.L. 370.15
Investment Services Act (S.L. 370.15)
Inhoud
- Art. 1 Citation and purpose.
- Art. 2 Interpretation.
- Art. 3 Designation and powers of the competent authority. Cap. 330.
- Art. 4 Co-operation within the European system of financial supervision.
- Art. 5 Union dimension of supervision.
- Art. 6 Collaboration concerning supervision. S.L. 371.15
- Art. 7 On the spot checks and inspection of branchesinanother Member State. S.L. 371.15 S.L. 371.15
- Art. 8 Recovery and resolution plans.
- Art. 9 Oversight of remuneration.
- Art. 10 Supervisory benchmarking of internal approaches.
- Art. 11 Supervisoryreview and evaluation.
- Art. 12 Criteria for supervisory review and evaluation.
- Art. 13 Supervisory examination programme.
- Art. 14 Supervisory stress testing.
- Art. 15 Ongoing review of permission to use internal approaches.
- Art. 16 Supervisory measures.
- Art. 17 Application of supervisory measures to institutions with similar risk profiles.
- Art. 18 Specific liquidity requirements.
- Art. 19 Notification to EBA by the competent authority.
- Art. 20 Review and evaluation and application of supervisory measures.
- Art. 21 Publication.
- Art. 22 Publication of information relating to exposures to transferred credit risks.
- Art. 23 Reliance on credit ratings for the purposes of assessing creditworthinessof an entity or financial instrument.
- Art. 24 Notification to the EBA.
- Art. 25 Benchmarking of diversity practices by the competent authority.
- Art. 26 Data protection.
- Art. 27 Applicability of regulation 6.
- Art. 28 Applicability of regulation 7. S.L. 371.157
- Art. 29 Transitory provision.