Investment Services Act (S.L. 370.15)

Съдържание

1. чл. 1 Citation and purpose.
2. чл. 2 Interpretation.
3. чл. 3 Designation and powers of the competent authority. Cap. 330.
4. чл. 4 Co-operation within the European system of financial supervision.
5. чл. 5 Union dimension of supervision.
6. чл. 6 Collaboration concerning supervision. S.L. 371.15
7. чл. 7 On the spot checks and inspection of branchesinanother Member State. S.L. 371.15 S.L. 371.15
8. чл. 8 Recovery and resolution plans.
9. чл. 9 Oversight of remuneration.
10. чл. 10 Supervisory benchmarking of internal approaches.
11. чл. 11 Supervisoryreview and evaluation.
12. чл. 12 Criteria for supervisory review and evaluation.
13. чл. 13 Supervisory examination programme.
14. чл. 14 Supervisory stress testing.
15. чл. 15 Ongoing review of permission to use internal approaches.
16. чл. 16 Supervisory measures.
17. чл. 17 Application of supervisory measures to institutions with similar risk profiles.
18. чл. 18 Specific liquidity requirements.
19. чл. 19 Notification to EBA by the competent authority.
20. чл. 20 Review and evaluation and application of supervisory measures.
21. чл. 21 Publication.
22. чл. 22 Publication of information relating to exposures to transferred credit risks.
23. чл. 23 Reliance on credit ratings for the purposes of assessing creditworthinessof an entity or financial instrument.
24. чл. 24 Notification to the EBA.
25. чл. 25 Benchmarking of diversity practices by the competent authority.
26. чл. 26 Data protection.
27. чл. 27 Applicability of regulation 6.
28. чл. 28 Applicability of regulation 7. S.L. 371.157
29. чл. 29 Transitory provision.