MT · S.L. 370.46
Investment Services Act (S.L. 370.46)
Inhalt
- Art. 1 Title and scope.
- Art. 2 Interpretation.
- Art. 3 Responsibility of the competent authority for consolidated supervision.
- Art. 4 Functions of the competent authority with respect to supervision on a consolidated basis. 7
- Art. 5 Notifications in emergency situations. Cap. 330.
- Art. 6 Written co- ordination and co- operation agreements with European regulatory authorities.
- Art. 7 Establishment of the colleges of supervisors by the consolidating supervisor.
- Art. 8 Joint decisions on specific prudential requirements.
- Art. 9 Co-operation with other authorities.
- Art. 10 Exchange of information. 18 [S.L.
- Art. 11 Co-operation with European regulatory authorities and the Commission.
- Art. 12 Request for verification of information. 20 [S.L.
- Art. 13 Third country consolidated supervision. 21
- Art. 14 Establishment of significant branches (Host Authority). 22 [S.L.
- Art. 15 Establishment of significant branches (Home Authority). 23 S.L. 370.15. 24 [S.L.
- Art. 16 Establishment of significant branches (General).
- Art. 17 Colleges of supervisors in the context of branches.
- Art. 18 Prudential supervision of an investment firm. S.L. 370.10. 25
- Art. 19 Supervision of mixed activity holding companies and their subsidiaries.
- Art. 20 Supervision of mixed financial holding companies.