Investment Services Act (S.L. 370.46)

Съдържание

1. чл. 1 Title and scope.
2. чл. 2 Interpretation. 
3. чл. 3 Responsibility of the competent authority for consolidated supervision. 
4. чл. 4 Functions of the competent authority with respect to supervision on a consolidated basis. 7
5. чл. 5 Notifications in emergency situations.         Cap. 330.
6. чл. 6 Written co- ordination and co- operation agreements with European regulatory authorities. 
7. чл. 7 Establishment of the colleges of supervisors by the consolidating supervisor. 
8. чл. 8 Joint decisions on specific prudential requirements. 
9. чл. 9 Co-operation with other authorities. 
10. чл. 10 Exchange of information. 18 [S.L.
11. чл. 11 Co-operation with European regulatory authorities and the Commission. 
12. чл. 12 Request for verification of information. 20 [S.L.
13. чл. 13 Third country consolidated supervision. 21
14. чл. 14 Establishment of significant branches (Host Authority). 22 [S.L.
15. чл. 15 Establishment of significant branches (Home Authority). 23     S.L. 370.15. 24 [S.L.
16. чл. 16 Establishment of significant branches (General).
17. чл. 17 Colleges of supervisors in the context of branches.
18. чл. 18 Prudential supervision of an investment firm. S.L. 370.10. 25
19. чл. 19 Supervision of mixed activity holding companies and their subsidiaries.
20. чл. 20 Supervision of mixed financial holding companies. 