MT · S.L. 476.4
Reporting Of Infringements Regulations (S.L. 476.4)
Inhoud
- Art. 1 Citation and scope.
- Art. 2 Interpretation. Cap. 476.
- Art. 3 Competent authority. Cap. 330.
- Art. 4 Applicabilityofthe EUDirectivetothe competent authority.
- Art. 5 Prevention of Financial Markets Abuse Rules.
- Art. 6 Appointment and functions of dedicated staff members.
- Art. 7 Information regarding the receipt of reports of infringements and their follow- up.
- Art. 8 Procedures applicable to reports of infringements.
- Art. 9 Dedicated communication channels.
- Art. 10 Record-keeping of reports received.
- Art. 11 Protection of persons working under a contract of employment.
- Art. 12 Protection procedures for personal data and reports received.
- Art. 13 Protection of identityofreported persons not known to the public.
- Art. 14 Review of the procedure as set out in these regulations.