Malta Financial Services Authority Act (Cap. 330)

Inhoud

1. Art. 1 Short title.
2. Art. 2 Interpretation.
3. Art. 2A
4. Art. 3 Establishment of the Authority.
5. Art. 4 Functions of the Authority.
6. Art. 4A Licenceconsidered to be a concession.
7. Art. 5 The Authority.
8. Art. 6 The Board of Governors.
9. Art. 7 Meetings of the Board of Governors.
10. Art. 7A The functions and powers of the Board of Governors
11. Art. 7B The Resolution Authority and the Resolution Committee.
12. Art. 7C Recovery and Resolution Rules.
13. Art. 8 Legal and judicial representation.
14. Art. 9 The Executive Committee
15. Art. 10 The Supervisory Council.
16. Art. 11 The Enforcement Decisions Committee.
17. Art. 12 The Enforcement Directorate
18. Art. 12A Audit Committee.
19. Art. 12B Internal Audit Unit.
20. Art. 13 Officers and employees of the Authority.
21. Art. 14 Dissemination of information.
22. Art. 15 Compensation schemes.
23. Art. 16 Powers of the Authority.
24. Art. 16A Criminalsanctions and criminal investigations concerning breaches of provisions transposing MiFID.
25. Art. 17 Exchange of information.
26. Art. 17A Attachment Orders. Cap. 621.
27. Art. 17B Freezing of funds. Cap. 621.
28. Art. 18 Communications with the Central Bank of Malta and other bodies.
29. Art. 19 Consideration of complaints.
30. Art. 20A Power to make regulations.
31. Art. 20B Distance selling arrangements.
32. Art. 20C Financial conglomerates.
33. Art. 20D Power to make regulations in relation to the Resolution Authority and the Resolution Committee.
34. Art. 20E Transparency of securities financing transactions andof re-use, and benchmarks.
35. Art. 20F Language of regulations.
36. Art. 21 Financial Services Tribunal.
37. Art. 22 Financial provisions. XV.1989.6: XXXI.1990.4; XIII.1994.21,22.
38. Art. 23 Estimates and expenditure.
39. Art. 24 Other powers of the Authority.
40. Art. 25 Advances by the Government.
41. Art. 26 Determination and allocation of profits.
42. Art. 27 Accounts and audit.
43. Art. 28 Authority’s reporting duties to the House.
44. Art. 29 Exemption from liability.
45. Art. 30 Exemption from taxes.
46. Art. 31 Transitory provisions and construction of references.