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S.L. 476.4 · Reporting Of Infringements Regulations (S.L. 476.4)

S.L. 476.4 Art. 7Information regarding the receipt of reports of infringements and their follow- up.

In KraftAmtlicher Text

(1) The competent authority shall publish on its website in a separate, easily identifiable and accessible section the information regarding the receipt of reports of infringements set out in sub-regulation (2).

(2) The information referred to in sub-regulation (1) shall include all of the following:

(a) the communication channels for receiving and following-up the reporting of infringements and for contacting the dedicated staff members in accordance with regulation 9(1), including:

(i) the phone numbers, indicating whether conversations are recorded or unrecorded when using those phone lines;

(ii) dedicated electronic and postal addresses, which are secure and ensure confidentiality, to contact the dedicated staff members;

(b) the procedures applicable to reports of infringements referred to in regulation 8;

(c) the confidentiality regime applicable to reports of infringements in accordance with the procedures applicable to reports of infringements referred to in regulation 8;

(d) the procedures for the protection of persons working under a contract of employment;

(e) a statement clearly explaining that persons making information available to the competent authority in accordance with the Market Abuse Regulation are not considered to be infringing any restriction on disclosure of information imposed by contract or by any legislative, regulatory or administrative provision, and are not to be involved in liability of any kind related to such disclosure.

(3) The competent authority may publish on its website more information regarding the receipt and the follow-up of infringements set out in sub-regulation (2).