S.L. 370.52 Art. 16Non-refundable or prorated fees. due in Fees falling due in 2027 and thereafter (€) 5,000 6,000 8,000 19,000 7,500 26,500 7,500 5,250 6,500 1,000 600 3,750 4,500 750 315 5,250 6,500 - first five - every the first five Provision of (a) persons services, other incorporated (b) recognised companies Pri

(1) The fees established and due in terms of these regulations shall not be refundable.

(2) Without prejudice to the provisions of regulation 4(5), the fees established and due in terms of these regulations shall not be prorated.  FIRST SCHEDULE Amended by: L.N. 61 of 2025. (regulations 3, 6 to 15)

Application Fees

Fees falling due in Fees falling 2025 2026 (€) (€)

Persons providing, or holding themselves out as providing, the investment services:

(a) referred to in regulation 3(1)(a) 3,500 4,250

(b) referred to in regulation 3(1)(b) 4,000 5,000

(c) referred to in regulation 3(1)(c) 6,500 7,250

(d) referred to in regulation 3(1)(d) 11,500 15,000

(e) referred to in regulation 3(1)(e) 6,000 6,750

(f) referred to in regulation 3(2) 19,000 22,500

7,500 7,500 Collective investment schemes:

(a) UCITS and Retail AIFs

(i) scheme application fee: - managed by a third party 3,750 4,500 - self-managed 5,000 5,750

(ii) sub-fund application fee - first five sub-funds 1,000 1,000 - every additional sub-fund following the first five sub-funds 600 600

(b) Professional Investor Funds

(i) scheme application fee: - managed by a third party 2,250 3,000 - self-managed 3,000 3,750

(ii) sub-fund application fee - first five sub-funds 750 750 - every additional sub-fund following the first five sub-funds 315 315

(c) Alternative Investment Funds

(i) scheme application fee: - managed by a third party 3,750 4,500 - self-managed 5,000 5,750

(ii) sub-fund application fee sub-funds 1,000 1,000 1,000 additional sub-fund following sub-funds 600 600 600 administrative services: providing administrative than recognised cell companies 4,500 8,000 11,000 incorporated cell 3,000 3,000 3,000 collective investment schemes 2,000 2,000 2,000

300 300 300 non-individuals 350 350 350

application fee 2,250 2,625 3,000 application fee 750 750 750

application fee 2,000 2,375 2,750 application fee 750 750 750

Notification Fees investment firms, branch in Malta, that are provide the investment in regulation 11(1)(a) 750 750 750 in regulation 11(1)(b) 1,000 1,000 1,000 in regulation 11(1)(c) 1,650 1,650 1,650 management companies -1,250 1,250 1,250 AIFMs - branch 1,250 1,250 1,250 UCITS: notification fee 2,500 2,500 2,500 notification fee 450 450 450 AIFMs marketing units or referred to in regulation notification fee 2,500 2,500 2,500 notification fee 450 450 450 European AIFMs or shares as referred to 15(5): notification fee 2,500 2,500 2,500

(b) sub-fund notification fee 450 450 Third country AIFMs marketing units or shares as referred to in regulation 15(8):

(a) fund notification fee 2,500 2,500

(b) sub-fund notification fee 450 450

 SECOND SCHEDULE Amended by: L.N. 61 of 2025. (regulations 4, 6 to 15)

Annual Supervisory Fee

Persons Fees falling Fees falling Fees falling Fees providing, or due in 2025 due in 2026 due in 2027 due holding (€) (€) (€) themselves out as providing, the investment services referred to in regulation (4)(1)(a) Minimum fee: 3,400 4,000 4,700 First €50,000 in net revenue or part thereof 3,400 4,000 4,700 Every additional €50,000 in net revenue or part thereof 700 700 700 Maximum fee: 16,700 17,300 18,000 18,500

Persons Fees falling Fees falling Fees falling Fees providing, or due in 2025 due in 2026 due in 2027 due holding (€) (€) (€) themselves out as providing, the investment services referred to in regulation (4)(1)(b) Minimum fee: 4,000 4,700 5,500 First €50,000 in net revenue or part thereof 4,000 4,700 5,500 additional

700 700 700 700 700 17,300 18,000 18,800 19,500 20,300

Fees falling Fees falling Fees falling Fees falling Fees falling due in 2025 due in 2026 due in 2027 due in 2028 due in 2029 (€) (€) (€) (€) and thereafter as (€)

referred

6,500 7,600 8,800 10,000 11,000 in

6,500 7,600 8,800 10,000 11,000 additional

700 700 700 700 800 19,800 20,900 22,100 23,300 26,200

Fees falling Fees falling Fees falling Fees falling Fees falling due in 2025 due in 2026 due in 2027 due in 2028 due in 2029 (€) (€) (€) (€) and thereafter as (€)

referred

15,000 17,500 20,000 22,500 22,500 in

15,000 17,500 20,000 22,500 22,500 additional

700 700 700 700 800 28,300 30,800 33,300 35,800 40,200 Fees falling Fees falling Fees falling Fees due in 2025 due in 2026 due in 2027 due (€) (€) (€)

Persons providing, or holding themselves out as providing, the investment services:

(a) referred to in regulation 4(1)(e) 6,000 6,750 7,000

(b) referred to in 20,500 24,000 28,000 32,000 regulation 4(4) 6,500 7,500 8,500 Collective investment schemes:

(a) UCITS and Retail AIFs

(i) scheme supervisory fee: - managed by a third party 4,000 6,000 6,500 - self-managed 6,000 7,200 8,300

(ii) sub-fund supervisory fee 650 650 700

(b) Professional Investor Funds

(i) scheme supervisory fee: - managed by a third party 3,000 4,000 5,000 - self-managed 4,000 4,750 5,500

(ii) sub-fund supervisory fee 650 650 650

(c) Alternative Investment Funds

(i) scheme supervisory fee: - managed by a third party 4,000 5,500 6,500 - self-managed 6,000 7,000 8,000

(ii) sub-fund supervisory fee 650 650 700

cell 4,000 5,500 7,500 9,500 11,000

cell 2,000 2,400 2,600 2,800 3,000 collective

1,200 1,300 1,400 1,500 1,600

400 500 600 700 750

450 550 650 750 800

2,500 3,000 3,500 4,000 4,500

650 700 700 700 700

2,000 2,500 3,000 3,500 4,000

650 650 650 650 700

firms, established Malta, licensed in

1,200 1,200 1,200 1,200 1,200 in

3,000 3,000 3,000 3,000 3,000

(c) referred to in regulation 11(1)(c) 3,600 3,600 3,600 European management companies -branch 4,000 4,000 4,000 European AIFMs - branch 4,000 4,000 4,000 European UCITS:

(a) scheme supervisory fee 3,000 3,000 3,000

(b) sub-fund supervisory fee 500 500 500 European AIFMs marketing units or shares as referred to in regulation 15(2):

(a) scheme supervisory fee 4,000 4,500 5,000

(b) sub-fund supervisory fee 500 500 500 Maltese or European AIFMs marketing units or shares as referred to in regulation 15(6):

(a) scheme supervisory fee 3,000 3,000 3,000

(b) sub-fund supervisory fee 500 500 500 Third country AIFMs marketing units or shares as referred to in regulation 15(9):

(a) scheme supervisory fee 3,000 3,000 3,500

(b) sub-fund supervisory fee 1,000 1,000 1,000