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S.L. 370.48 · Investment Firms Directive (S.L. 370.48)

S.L. 370.48 Art. 1Citation and scope.

In KraftAmtlicher Text

(1) The title of these regulations is the Investment

Firms Directive (Administrative Penalties, Measures and Investigatory Powers) Regulations.

(2) The scope of these regulations is to transpose Articles 18, 19, 20, 21, 22, and 23 of Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU.