MT · S.L. 370.43
Investment Services Act (Provision Of (S.L. 370.43)
Inhalt
- Art. 1 Citation, scope.
- Art. 2 Interpretation. Cap. 370.
- Art. 3 Licensing of a branch of a third- country firm established in Malta.
- Art. 4 Application for a licence and obligation to provide information.
- Art. 5 Granting of a licence and non- application of article6(1)(a)(ii)of the Act.
- Art. 6 Obligations of the branchof the third- country firm.
- Art. 7 Supervision by the competent authority.
- Art. 7A Reporting obligations of the branch of the third- country firm.
- Art. 8 Provision of services at the exclusive initiative of the client.
- Art. 9 Power of competent authority to cancel or suspend a licence.
- Art. 10 Administrative Penalties, other administrative measures and appeals. S.L. 370.40; S.L. 371.19.