MT · S.L. 370.42
sl/370.42 (S.L. 370.42)
Inhalt
- Art. 1 Citation, scope.
- Art. 2 Interpretation. Cap. 370.
- Art. 3 Appointment of tied agents. S.L. 370.10.
- Art. 4 Appointment of tied agents established in Malta.
- Art. 5 Appointment of tied agents established in a Member State or EEA State.
- Art. 6 Obligations of tied agents.
- Art. 7 Responsibility of the Maltese investment firm appointing tied agents.
- Art. 8 Registrationoftied agents.
- Art. 9 Additional requirements for tied agents.
- Art. 10 Right of appeal to Financial Services Tribunal.
- Art. 11 Applicability of regulations. S.L. 371.11.
- Art. 12 Administrative penalties, other administrative measures and appeals. L.N. 401.
- Art. 13 Repeal of the Investment Services Act (Tied Agents) Regulations. S.L. 370.14.