Rechtsbibliothek und Fallanalyse · Österreich · Belgien · Europäische Union
LAWxPERT Anmelden Kostenloses Konto

MT · S.L. 370.38

sl/370.38 (S.L. 370.38)

In Kraft11 ArtikelText geprüft am 24.10.2026

Inhalt

  1. Art. 1 Citation, scope.
  2. Art. 2 Definitions.
  3. Art. 3 Requirements applicable to investment firms engaging in algorithmic trading.
  4. Art. 4 Notification to the competent authority.
  5. Art. 5 Investment firms engaging in algorithmictrading to pursue a market making strategy.
  6. Art. 6 Pursuit of a market making strategy. Cap. 345.
  7. Art. 7 Investment firms providing direct electronicaccessto a trading venue.
  8. Art. 8 Investment firms acting as a general clearing member for other persons.
  9. Art. 8A
  10. Art. 9 Administrative Penalties, other administrative measures and Appeals. L.N. 392. L.N. 401. Cap. 345. Cap. 370.
  11. Art. 10 Power to issue Investment Services Rules.