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S.L. 370.28 · Investment Servives Act (Access To (S.L. 370.28)

S.L. 370.28 Art. 5Investment Services Rules.

In KraftAmtlicher Text

For the better carrying out of the provisions of the

Auctioning Regulation and of these regulations, the competent authority may, from time to time, issue and publish Investment Services Rules which shall be binding on all holders of an investment services licence and exempt persons authorised pursuant to these regulations, which are engaged in bidding in auctions. Such rules may lay down additional requirements and conditions, and any other matters as the competent authority may consider appropriate including:

(a) the operation of the Auctioning Regulation or of these regulations;

(b) any matter relating to the functions, obligations and powers of the competent authority under the Auctioning Regulation; and

(c) any other matter arising in connection with the Auctioning Regulation or these regulations.