S.L. 370.28 · Investment Servives Act (Access To (S.L. 370.28)
S.L. 370.28 Art. 11Administrative penalties.
Where a person contravenes any of the provisions of these regulations, the competent authority may, by notice in writing and without recourse to a court hearing, impose on such person an administrative penalty not exceeding one hundred and fifty thousand euro (€150,000).