Investment Services Act (Alternative Investment (S.L. 370.24)

Inhalt

1. Art. 1 Citation and scope.
2. Art. 2 Interpretation.
3. Art. 3 Conditions to be fulfilled by Maltese AIFMs managing third country AIFs which are not marketed in any Member State or EEA State.
4. Art. 4 Conditions for the marketing by a Maltese AIFM in Member State or EEA State of third country AIFs.
5. Art. 5 Conditions for the marketing in Malta by Maltese AIFMs of third country AIFs.
6. Art. 6 Conditions for the marketing by a Maltese AIFM in Member State or EEA State, other thanMalta,ofthird country AIFs.
7. Art. 7 Conditions for the marketing by a Maltese or European AIFM of third country AIFs in Malta.
8. Art. 8 Conditions for marketing in Malta by European AIFMs of third country AIFs.
9. Art. 9 Licensing of third country AIFMs intending to manage European AIFs in Malta and, or market AIFs managedbythema Member State or EEA State in accordance with regulations 11 to 14.
10. Art. 10 Changes in marketing strategy of third country AIFM within two years of its initial authorisation by the competent authority.
11. Art. 11 Third country AIFM licensed in Malta marketing European AIF in Malta.
12. Art. 12 Third country AIFM licensed in Malta marketing EuropeanAIFsina Member State or EEA State other than Malta.
13. Art. 13 Third country AIFM licensed in Malta to market third country AIFs in Malta.
14. Art. 14 Third country AIFM licensed in Malta marketing third country AIFs in any Member State or EEA State other than Malta.
15. Art. 15 Choice of Malta as new Member State of reference.
16. Art. 16 Third country AIFM authorised in a Member State or EEA State other than Malta marketing European AIFs in Malta.
17. Art. 17 Third country AIFM authorised in a Member State or EEA Member State other than Malta marketing third country AIFs in Malta.
18. Art. 18 Freedom of third country AIFMs to provide services - direct management of a European AIF in a Member State or EEA State other than Malta.
19. Art. 19 Freedom of establishment of third country AIFMs - establishment of a branch.
20. Art. 20 Freedom to provideservicesby third country AIFMs - Direct management of a European AIF in Malta.
21. Art. 21 Freedom of establishment of third country AIFMs - establishment of a branch in Malta.
22. Art. 22 Marketing of units or shares of AIFs by a third country AIFM in Malta.
23. Art. 23 Breaches by Maltese AIFMs or third country AIFMs licensed in Malta.
24. Art. 24 Breaches by European AIFMs or third country AIFMs authorised in a Member State or EEA State other than Malta.
25. Art. 25 Responsibility of competent authority.
26. Art. 26 Duties of the competent authority
27. Art. 27 Duties of the competent authority where Malta is host Member State of third country AIFM.
28. Art. 28 Transfer of data to an overseas regulatory authority.
29. Art. 29 Peer review of authorisation and supervision of non- EU AIFMs.
30. Art. 30 Marketing of AIFs by AIFMs to retail investors in Malta.
31. Art. 31 Transitory provision.