S.L. 370.20 · Investment Services Act (Ucits (S.L. 370.20)
S.L. 370.20 Art. 16Co-operation with European regulatory authorities.
(1) The competent authority shall provide the European regulatory authorities of other Member States or EEA States with all information concerning the management and ownership of a
Maltese management company which is likely to facilitate its supervision as well as any other information which is likely to facilitate the monitoring of such Maltese management company. Further, the competent authority shall also cooperate with the European regulatory authorities in other Member States or EEA States in order to ensure that such European regulatory authorities collect the information required in terms of regulation 13(2) to (4).
(2) The competent authority shall notify the European regulatory authority of a UCITS home Member State or EEA State without delay of any problems identified in a Maltese management company which may materially affect the ability of such Maltese management company to perform its duties properly with respect to that UCITS or of any breach of the requirements prescribed under these regulations.
(3) Where a Maltese UCITS is being managed by a European Management Company, the competent authority shall, without delay, notify the European regulatory authority of the European management company’s home Member State or EEA State of any difficulties identified at the level of the Maltese UCITS which may materially affect the ability of such European management company to perform its duties properly or to comply with the requirements prescribed under these regulations which fall under the responsibility of the competent authority. 17. Repealed by Legal Notice 146 of 2023.
Änderungsgeschichte
- Amended by L.N. 242 of 2019