MT · S.L. 370.14
Investment Services Act (Tied Agents) (S.L. 370.14)
Inhalt
- Art. 1 Citation and objective.
- Art. 2 Interpretation.
- Art. 3 Appointment of tied agents.
- Art. 4 Appointment of tied agents established in Malta.
- Art. 5 Appointment of tied agents established in a Member State or EEA State which allows the appointmentoftied agents.
- Art. 6 Appointment of tied agents in a Member State or EEA State not allowing the appointmentoftied agents.
- Art. 7 Obligations of tied agents.
- Art. 8 Responsibility of the investment services licence holder appointing tied agents.
- Art. 9 Registrationof tied agents.
- Art. 10 Additional requirements for tied agents.
- Art. 11 Right of appeal to Financial Services Tribunal.
- Art. 12 Applicability of regulations.