S.L. 330.21 Art. 5Fees not refundable or prorated. 4 [S.L. 5

(1) The fees established and due in terms of these regulations shall not be refundable.

(INDICES USED AS BENCHMARKS IN FINANCIAL INSTRUMENTS AND FINANCIAL CONTRACTS OR TO MEASURE THE PERFORMANCE OF INVESTMENT 330.21] FUNDS) (FEES) REGULATIONS

(2) Without prejudice to regulation 4(3), the fees established and due in terms of these regulations shall not be prorated. INSTRUMENTS AND FINANCIAL CONTRACTS OR TO MEASURE THE PERFORMANCE OF INVESTMENT

FUNDS) (FEES) REGULATIONS FIRST SCHEDULE (regulation 3)

Application Fee

Fee (€)

Application for authorisation 5,000 Application for registration 1,500

SECOND SCHEDULE (regulation 4)

Annual Supervisory Fee

Fee (€)

Authorised person:

Minimum fee 4,500

First €100,000 in net revenue or part thereof 4,500

Every additional €100,000 in net revenue or part 400 thereof

Registered person:

Minimum fee 1,000

First €100,000 in net revenue or part thereof 1,000

Every additional €100,000 in net revenue or part 400 thereof